FINANCIAL SERVICES REGULATION
Telos can mobilise some of the most experienced - and high profile - compliance experts in the financial services industry.
All regulated firms need to consider the difference between being half a step behind - and half a step in front.
Being half a step behind requires the full effort and cost to be compliant - but risks falling foul of the regulators.
Being half a step ahead doesn't cost much more in the short term but saves a huge amount in the medium term, and creates elbow room to integrate compliance into the business efficiently.
It's possible to get half a step ahead by taking the regulators speeches, comments and informal briefings into account, by understanding how the regulator is likely to think - and by talking to us. That's where we operate, and that's where our successful clients are now.
Regulation services
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Skilled persons reports (s166 and s166A)
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Relationship with FCA
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Governance and culture
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Systems and Controls (SYSC)
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Conduct of Business
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Regulated advice
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Regulatory authorisations
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Past business reviews and remediation
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Audit & Post implementation review
Industry sectors
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Intermediaries
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SIPPs
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Mortgages
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Life, Health and Pensions businesses
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Wealth Management
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Building Societies
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Consumer credit
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Banking
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Peer to Peer Lending
Most of our work is confidential in nature so details cannot be published. We are happy to provide more specific information about work we have undertaken.