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Telos can mobilise some of the most experienced - and high profile - compliance experts in the financial services industry.

All regulated firms need to consider the difference between being half a step behind - and half a step in front.

Being half a step behind requires the full effort and cost to be compliant - but risks falling foul of the regulators.

Being half a step ahead doesn't cost much more in the short term but saves a huge amount in the medium term, and creates elbow room to integrate compliance into the business efficiently.

It's possible to get half a step ahead by taking the regulators speeches, comments and informal briefings into account, by understanding how the regulator is likely to think - and by talking to us. That's where we operate, and that's where our successful clients are now.

Regulation services

  • Skilled persons reports (s166 and s166A)

  • Relationship with FCA

  • Governance and culture

  • Systems and Controls (SYSC)

  • Conduct of Business

  • Regulated advice

  • Regulatory authorisations

  • Past business reviews and remediation

  • Audit & Post implementation review

Industry sectors

  • Intermediaries

  • SIPPs

  • Mortgages

  • Life, Health and Pensions businesses

  • Wealth Management

  • Building Societies

  • Consumer credit

  • Banking

  • Peer to Peer Lending

Most of our work is confidential in nature so details cannot be published. We are happy to provide more specific information about work we have undertaken.

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